Brilliance Asset Management Limited (Central, Hong Kong)


Brilliance Asset Management Limited is an adviser based in Central, Hong Kong. It manages $1.76 billion of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2016.

Brilliance Asset Management Limited provides portfolio management for pooled investment vehicles. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Brilliance Asset Management Limited: assets under management

The assets under management (AUM) of Brilliance Asset Management Limited is $1.76 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 900% since the beginning of its operation, and $956.02 million of the total AUM is attributable to clients outside of the United States.

The firm manages $1.76 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $251.93 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Brilliance Asset Management Limited for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Brilliance Asset Management Limited serves?

The only and largest group of clients of Brilliance Asset Management Limited is pooled investment vehicles with 7 clients and $1.76 billion of assets under management. Among the 8 most similar advisory firms, Brilliance Asset Management Limited has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.76 billion for 7 clients. 100% of the firm’s clients are foreign persons or businesses.

Brilliance Asset Management Limited also advises several private funds. Namely, three hedge funds and one other private fund. The minimum investment commitment required of non-related persons ranges from $10,000 to $500,000.

Careers at Brilliance Asset Management Limited

The company employs 22 people that are either part- or full-time employees. 32 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Vivian Wang joined the executive team most recently as the Chief Operating Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Brilliance Capital Management Direct owner - company 1 Jan 2013 75% - 100% mc-274538
Lin Shi Chief executive officer 1 Mar 2014 75% - 100% 6597194
Xue Sun Chief compliance officer 1 Mar 2014 Other 6605707
Davis Law Chief financial officer 1 Mar 2014 Other 6605728
Sze Ho Law Chief financial officer 1 Oct 2014 Other 6605728
Yan Wah Hui Risk and compliance manager 1 Feb 2016 Other 6710359
Vivian Wang Chief operating officer 1 Apr 2016 Other 6710787

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Shi Lin Responsible officer 1 Mar 2014 75% - 100% 6597194

Based in Central, Hong Kong

The principal office where Brilliance Asset Management Limited performs its advisory services is located at Unit 3007 8, 30/F, One Ifc, Central, Hong Kong, , which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number +852 3612 9599. The normal business hours are 0900-1800 on Monday - Friday. You can find more information about the New York firm at brilliancecap.com/index.