Mesirow Advanced Strategies Inc (Chicago)


Mesirow Advanced Strategies Inc is a mid-sized advisory firm based in Chicago. It manages $34.77 million of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Illinois.

Mesirow Advanced Strategies provides portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Mesirow Advanced Strategies: assets under management

The assets under management (AUM) of Mesirow Advanced Strategies Inc is $34.77 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -97% since the beginning of its operation, and $33.6 million of the total AUM is attributable to clients outside of the United States.

The firm manages $34.77 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $4.97 million each.
Mesirow Advanced Strategies has custody of $34.77 million in cash and securities for 7 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Mesirow Advanced Strategies Inc for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Kristie Paula Paskvan serves?

The only and largest group of clients of Kristie Paula Paskvan is pooled investment vehicles with 7 clients and $34.77 million of assets under management. Among the 1 most similar advisory firms, Mesirow Advanced Strategies has the 0th lowest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $34.77 million for 7 clients. 71% of the firm’s clients are foreign persons or businesses.

Mesirow Advanced Strategies also advises several private funds. Namely, seven hedge funds. The minimum investment commitment required of non-related persons ranges from $250,000 to $50,000,000.

Careers at Mesirow Advanced Strategies Inc

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

Kristie Paula Paskvan has been acting as President since 1 Nov 2006. Stephen Carl Vogt has served as the Chief Investment Officer since 1 Sep 2006 and Thomas Macina is the Chief Executive Officer of Mesirow Advanced Strategies Inc family office. Natalie Brown joined the executive team most recently as the Chief Financial Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Inc. Mesirow Financial Holdings Owner 1 Jan 1990 75% - 100% 36-3498919
James Craig Tyree Chairman & ceo 1 Jan 1990 Other 727141
Ruth Carmen Hannenberg Director 1 Jan 1990 Other 1316714
Howard Marc Rossman Senior managing director 1 Jan 1990 Other 732217
Kristie Paula Paskvan Cfo 1 Apr 1999 Other 2896998
Arnold Bradley Busscher Managing director/secretary 1 Jan 2001 Other 2213934
Richard Scott Price Director 1 Feb 2002 Other 367760
Brian Edward Franc Chief compliance officer 1 Sep 2004 Other 2170342
Stephen Carl Vogt Chief investment officer 1 Sep 2006 Other 4397038
Howard Marc Rossman Chairman 1 Sep 2006 Other 732217
Brian Douglas Cornell Senior managing director 1 Sep 2006 Other 1225345
Martin Barry Kaplan Chief executive officer 1 Sep 2006 Other 2616980
Kristie Paula Paskvan Director 1 Nov 2006 Other 2896998
Thomas Macina Senior managing director 1 Apr 2007 Other 4737422
Steven Patrick Farmer Chief compliance officer 1 May 2007 Other 2410030
Gregory John Robbins General counsel 1 Jan 2008 Other 5474218
Karl James Frey Senior managing director 1 Apr 2008 Other 2656088
Eric D Siegel Senior managing director 1 Apr 2008 Other 3240320
Thomas Macina President 1 Jul 2009 Other 4737422
Carolyn Marie Burke Chief financial officer 1 Aug 2009 Other 2288370
Mark Christopher Kulpins Senior managing director 1 Jun 2010 Other 4184669
Greg Tyler Fedorinchik Senior managing director 1 Nov 2010 Other 4743464
Dennis B Black Director 1 Mar 2011 Other 5701687
Erik Dewayne Barefield Senior managing director 1 Apr 2012 Other 1545356
Gregory John Robbins Chief operating officer 1 Apr 2013 Other 5474218
Emma Rodriguez Ayala General counsel & chief compliance officer 1 Apr 2013 Other 6183654
Dermot Michael Keegan Senior managing director 1 Apr 2013 Other 4379554
Woo Yong Cha Managing director 1 Jul 2013 Other 4711532
Martin Barry Kaplan Chairman 1 Apr 2014 Other 2616980
Thomas Macina Chief executive officer 1 Apr 2014 Other 4737422
Steven Charles Swierczewski Managing director 1 Apr 2015 Other 3089595
Woo Yong Cha Senior managing director 1 Apr 2015 Other 4711532
Mark Christopher Kulpins Co-chief investment officer 1 Apr 2015 Other 4184669
Steven Charles Swierczewski Senior managing director 1 Apr 2016 Other 3089595
Reena Jashnani Slusarz Chief compliance officer 1 Apr 2016 Other 6639231
Jeffrey Michael Levine Chief compliance officer 1 Jun 2017 Other 5627249
Dominick Joseph Mondi Director 1 Sep 2017 Other 870610
Natalie Brown Chief financial officer 1 Aug 2018 Other 2067247

Based in Chicago

The principal office where Mesirow Advanced Strategies Inc performs its advisory services is located at 353 N. Clark Street, Chicago, IL 60654, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-595-7300 or by fax 312-595-4408. The normal business hours are 8:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at mesirowfinancial.com.