Pacwest Financial Management, Inc. is a large advisory firm based in Phoenix. It manages $225.8 million of regulatory assets for 442 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of Arizona and Texas.
Pacwest Financial Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, publication of newsletters, and educational seminars and workshops. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Pacwest Financial Management, Inc. is $225.8 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 12% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Pacwest Financial Management, Inc. for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Elliot Craig Kauffman joined the executive team most recently as the Chief Compliance Officer.
The principal office where Pacwest Financial Management, Inc. performs its advisory services is located at 1643 E. Bethany Home Rd., Phoenix, AZ 85016, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 602-997-8882 or by fax 602-997-8887. The normal business hours are 8:00 am - 4:30 pm on Monday - Friday. You can find more information about the New York firm at pacwestfn.com.