Citco Quaker Fund Advisors, Inc. (Malvern)

Citco Quaker Fund Advisors, Inc. is an adviser based in Malvern. It manages $12 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdiction of Pennsylvania.

Citco Quaker Fund Advisors provides pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Citco Quaker Fund Advisors: assets under management

The assets under management (AUM) of Citco Quaker Fund Advisors, Inc. is $12 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 300% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $12 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.4 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Citco Quaker Fund Advisors, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Citco Quaker Fund Advisors, Inc.

David Dwain Jones has been acting as President since 1 Feb 2002. Toni Sue Neff joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Citco Quaker Fund Services	Shareholder	1 Feb 2002	75% - 100%	23-307285
Joseph Carmen Cascarelli	Chief compliance officer	1 Feb 2002	Other	3143215
Johannes Petrus Delangen	Director, co-chairman, treasurer	1 Feb 2002	Other	2582053
Paul Lawrence Giorgio	Chief financial officer	1 Feb 2002	Other	2904081
David Dwain Jones	President	1 Feb 2002	Other	2761758
Jeffry Howard King	Director, co-chairman, secretary	1 Feb 2002	Other	1570133
Ermanno Giuseppe Unternaehrer	Director	1 Feb 2002	Other	1412080
Inc. Citco Mutual Fund Services	Shareholder	1 Feb 2002	75% - 100%	23-307285
John Anthony Lukan	Director, managing director	1 Dec 2002	Other	3142448
Philip Thomas Masterson	Chief legal officer	1 Oct 2003	Other	3103948
John George Roman	Chief operating officer	1 Feb 2004	Other	867829
Toni Sue Neff	Chief compliance officer	1 Mar 2004	Other	3195764

Indirect Owners

The SEC currently registers 8 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Rotonde Investments	Shareholder	1 Jul 1995	Other	foreign
Foundacion De Famille Sandoz	Shareholder	1 Jul 1995	Other	foreign
David Dwain Jones	Shareholder	1 May 2001	Other	2761758
Everett Taylor Keech	Shareholder	1 May 2001	25% - 50%	1506049
Jeffry Howard King	Shareholder	1 May 2001	25% - 50%	1570133
Kevin John Mailey	Shareholder	1 May 2001	25% - 50%	845463
Ltd. The Citco Group	Shareholder	1 May 2001	50% - 75%	foreign
Jkg Partners	Shareholder	1 Feb 2002	25% - 50%	xxx-xx-xxxx

Based in Malvern

The principal office where Citco Quaker Fund Advisors, Inc. performs its advisory services is located at 83 General Warren Boulevard, Malvern, PA 19355, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 610-232-1700 or by fax 610-232-1777. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday.