Emerge Capital Management Inc. is a large advisory firm based in Buffalo. It manages $119.63 million of regulatory assets for 605 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of Arizona, California, Georgia, and 4 other states.
Emerge Capital Management provides portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, educational seminars and workshops, and distribution services for other rias. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Emerge Capital Management Inc. is $119.63 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 99% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Emerge Capital Management Inc. for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The company employs 8 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Emerge Capital Management Inc. performs its advisory services is located at 325 Delaware Ave, Suite 204, Buffalo, NY 14202, which is also the mailing address of the firm. An additional office of the firm is in Johns Creek, GA. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 716-970-4512 or by fax 1-716-970-4641. The normal business hours are 8:30 to 5:00 pm est on Monday - Friday. You can find more information about the New York firm at emergecm.com.