Wealth And Tax Advisory Services, Inc. (Mclean)

Wealth And Tax Advisory Services, Inc. is a large advisory firm based in Mclean. It manages $3.28 billion of regulatory assets for 189 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.

Wealth And Tax Advisory Services provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, pension consulting services, selection of other advisers, and market timing services. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Wealth And Tax Advisory Services: assets under management

The assets under management (AUM) of Wealth And Tax Advisory Services, Inc. is $3.28 billion. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Wealth And Tax Advisory Services, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Wealth And Tax Advisory Services, Inc.

John Aubin has been acting as President since 1 Jul 2002. Morgan Lee Chong joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Mark L. Vorsatz	Chief executive officer	1 Jul 2002	Other	4610346
Randy Deaton Robason	Chief operating officer	1 Jul 2002	Other	4494077
David M Bradt	Board member/managing director/head of the investment committee	1 Jul 2002	Other	2572100
Jr William Michael Pace	Board member/managing director	1 Jul 2002	Other	4494725
Joseph P. Toce	Board member/managing director	1 Jul 2002	Other	2724224
Salvatore Joseph Iocolano	Chief compliance officer/investment committee member	1 Jul 2002	Other	3021729
Leslie Elizabeth Bains	Chairperson of the board/senior executive vice president, hsbc bank usa	1 Jul 2002	Other	2039444
Adrian Alexander Iphestion Kyriazi	Board member/chief executive, hsbc republic (uk) plc-global practices	1 Jul 2002	Other	4610930
Faye M. Polayes	Board member/executive vice president, hsbc bank usa	1 Jul 2002	Other	4610935
Hsbc Bank Usa	Bank	1 Jul 2002	75% - 100%	13-2774727
Gail Ann Burlant	Legal officer/investment committee member	1 Jul 2002	Other	2265700
John Aubin	Director	1 Jul 2002	Other	1149435
Stephen Herman Berardi	Manager	1 Jul 2002	Other	3134938
Kurt L Brune	Managing director	1 Jul 2002	Other	1070035
L Joseph Comeau	Managing director	1 Jul 2002	Other	4495652
Gerald Des Roches	Managing director	1 Jul 2002	Other	2881437
Joseph Anthony Degirolamo	Managing director	1 Jul 2002	Other	4495388
Gilbert Randolph Macpherson	Managing director	1 Jul 2002	Other	2641499
Mark Lawrence Vorsatz	Chief executive officer/board member/managing director	1 Jul 2002	Other	4610346
David Morris Bradt	Board member/managing director/head of the investment committee	1 Jul 2002	Other	2572100
Joseph Paul Toce	Board member/managing director	1 Jul 2002	Other	2724224
Faye Marion Polayes	Board member/executive vice president, hsbc bank usa	1 Jul 2002	Other	4610935
John Paul Aubin	Managing director/investment committee member	1 Jul 2002	Other	1149435
Louis Joseph Comeau	Managing director/investment committee member	1 Jul 2002	Other	4495652
Gerald Douglas Des Roches	Managing director/invesment committee member	1 Jul 2002	Other	2881437
Hsbc Usa Inc.	Holding company	1 Jul 2002	75% - 100%	13-2764867
David Jeffrey Curran	Manager/investment committee member	1 Oct 2002	Other	2294196
H Sebok	Director	1 Apr 2003	Other	2703394
Harold Kenneth Sebok	Director/investment committee member	1 Apr 2003	Other	2703394
John Harry Wolff	Director	1 Sep 2003	Other	1846627
Gerard Robert Aquilina	Board member	1 Nov 2003	Other	1832658
Simon L Des Etages	Deputy general counsel	1 Nov 2004	Other	4940690
Simon Larry Des Etages	Deputy general counsel	1 Nov 2004	Other	4940690
William Joseph Cafero	Director/investment committee member	1 Mar 2005	Other	1949837
Brian Steven Ullsperger	Manager/investment committee member	1 Mar 2005	Other	2255540
Barbara Joan Raasch	Managing director/investment committee member	1 Apr 2005	Other	2630066
Gary Charles Langham	Director/investment committee member	1 May 2005	Other	2539699
Andrew Kyriacou	Managing director/invesment committee member	1 Jul 2005	Other	3129136
Armand E Epstein	Managing director/board member	1 Jul 2005	Other	5039186
Christina Dyan Cobb	Director-investment committee member	1 Aug 2005	Other	3129374
Gregory Cowhey	Managing director/board member	1 Nov 2005	Other	5118879
David John Shaw	Adviser to the board	1 Jan 2006	Other	5120950
Christopher D Spooner	Head of group planning and tax/board member	1 Jan 2006	Other	5121299
Marlon Pe Young	Board member	1 Jan 2007	Other	4317623
Paul Joseph Lawrence	Board member, chairman	1 Jan 2007	Other	4643374
Morgan Lee Chong	Chief compliance officer	1 Dec 2007	Other	5470084

Indirect Owners

The SEC currently registers 7 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Hsbc Holdings Plc	Holding company	1 Feb 1991	75% - 100%	98-0209906
Hsbc Holdings B.V.	Holding company	1 Dec 1995	75% - 100%	98-0182483
Hsbc Finance (Netherlands)	Holding company	1 Nov 1996	75% - 100%	foreign
Hsbc Usa Inc.	Holding company	1 Dec 1999	75% - 100%	13-2764867
Hsbc North America Inc.	Holding company	1 Dec 1999	75% - 100%	16-1572466
Hsbc Investments (North America) Inc.	Holding company	1 Jan 2004	75% - 100%	43-2027974
Hsbc North America Holdings Inc.	Holding company	1 Jan 2004	75% - 100%	23-2186091

Based in Mclean

The principal office where Wealth And Tax Advisory Services, Inc. performs its advisory services is located at 1600 Tysons Boulevard, Mclean, VA 22102, which is also the mailing address of the firm. An additional office of the firm is in Boston, MA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 571-382-0020 or by fax 703-442-0181. The normal business hours are 9:00 am-5:00 pm on Monday - Friday.