Townsend Holdings LLC (Cleveland)


Townsend Holdings LLC is a large advisory firm based in Cleveland. It manages $16.38 billion of regulatory assets for 58 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdictions of California, Connecticut, Delaware, and 3 other states.

Townsend Holdings provides portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Townsend Holdings: assets under management

The assets under management (AUM) of Townsend Holdings LLC is $16.38 billion. The firm's AUM has grown by 127% since the beginning of its operation, and $5.92 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $13.1 billion in discretionary accounts and $3.28 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $272.96 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $328.08 million.
Townsend Holdings has custody of $6.52 billion in cash and securities for 28 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in pooled investment vehicles the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Townsend Holdings LLC for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Townsend Holdings serves?

The firm provides services to charitable organizations, pooled investment vehicles, pension and profit sharing plans, state or municipal government entities, and sovereign wealth funds and foreign official institutions. The largest group of clients of Townsend Holdings is pension and profit sharing plans with 23 clients and $6.89 billion of assets under management. Among the 6 most similar advisory firms, Townsend Holdings has the highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $16.38 billion for 57 clients. 28% of the firm’s clients are foreign persons or businesses.

Townsend Holdings also advises several private funds. Namely, twenty eight other private funds. The minimum investment commitment required of non-related persons ranges from $0 to $10,000,000.

Careers at Townsend Holdings LLC

The company employs 125 people that are either part- or full-time employees. 72 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Terrance Richard Ahern Elected manager, chief executive officer & member 1 Aug 2011 Other 1363961
Joseph Patrick Olszak Chief operating officer & member 1 Aug 2011 Other 5310847
Kevin William Lynch Elected manager 1 Aug 2011 Other 1859278
Sinclair Group Inc Member 1 Aug 2011 Other 159948
John Thomas Ahern Chief financial officer & treasurer 1 Aug 2011 Other 5094328
Ronald Lee Weihrauch General counsel & chief compliance officer 1 Aug 2011 Other 5655016
The Townsend Group Member 1 Aug 2011 25% - 50% 106567
Sinclair Group Llc Member 1 Aug 2011 25% - 50% 159948
David Anthony Minella Elected manager 1 Nov 2011 Other 1368533
Collin Edward Roche Elected manager 1 Nov 2011 Other 2529107
Michael S Hollander Elected manager 1 Nov 2011 Other 6001293
Townsend Acquisition Llc Member 1 Nov 2011 50% - 75% 45-2836525
Rob Michael Kochis Member 1 Dec 2011 Other 4927851
Martin Joseph Rosenberg Member 1 Dec 2011 Other 5049046
Anthony Demetrio Frammartino Member 1 Dec 2011 Other 4623701
Micolyn Magee Yalonis Member 1 Dec 2011 Other 4344211
Holly Marie Cavalier Chief compliance officer 1 Jan 2014 Other 1967096
Brian Michael White Chief financial officer 1 Jan 2015 Other 2711192
Albert Tylis Elected manager 1 Jan 2016 Other 5504416
Llc Thunder Investor T Ii Member 1 Jan 2016 75% - 100% 46-5638023
David Takashi Hamamoto Elected member 1 Jan 2016 Other 1736682
Albert Nmn Tylis Elected manager 1 Jan 2016 Other 5504416
Daniel Ross Gilbert Elected manager 1 Jan 2016 Other 2193269
Gtcr/Aam Blocker Corp Member 1 Dec 2017 75% - 100% 45-3337009
Ronald Lee Weihrauch Chief operating officer 1 Mar 2018 Other 5655016

Indirect Owners

The SEC currently registers 17 indirect owners.

Name Entity Date acquired Ownership Employer ID
Terrance Richard Ahern Shareholder 1 Jul 1986 50% - 75% 1363961
Kevin William Lynch Shareholder 1 Jul 1986 25% - 50% 1859278
Aon Plc Owner 1 Aug 1986 75% - 100% 36-3051915
Gtcr Partners X/B Lp General partner 1 Feb 2011 Other 27-3569119
Gtcr Investment X Llc General partner 1 Feb 2011 Other 27-3568448
Townsend Intermediate Acquisition Llc Member 1 Aug 2011 75% - 100% 45-2914776
Llc Aligned Asset Managers Member 1 Aug 2011 75% - 100% 27-4447106
Gtcr Fund X/B Lp Member 1 Sep 2011 50% - 75% 27-3569303
Nsam Lp Sole member / stockholder 1 Jun 2014 75% - 100% 46-5638623
Northstar Asset Management Group Inc. General partner & limited partner 1 Jun 2014 75% - 100% 46-4591526
Llc Northstar Asset Management Group Sole member / stockholder 1 Sep 2015 75% - 100% 47-1146536
Llc Cni Nsam Investments Member 1 Aug 2016 75% - 100% 32-0503960
Inc. Colony Northstar Member 1 Jan 2017 75% - 100% 27-0419483
Llc Colony Capital Operating Company Member 1 Jan 2017 75% - 100% 45-2443407
Llc Colony Capital Op Subsidiary Member 1 Jan 2017 75% - 100% 37-1779288
Llc Colony Capital Investment Holdco Member 1 Jan 2017 75% - 100% 47-3464516
Inc. Aon Consulting Owner 1 Dec 2017 75% - 100% 22-2232264

Based in Cleveland

The principal office where Townsend Holdings LLC performs its advisory services is located at 1660 West 2 Nd Street, Cleveland, OH 44113, which is also the mailing address of the firm. An additional office of the firm is in San Francisco, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 216-781-9090 or by fax 216-781-1407. The normal business hours are 8:30 am - 5:30 pm on Monday - Friday. You can find more information about the New York firm at townsendgroup.com.