Voya Investments, LLC (Scottsdale)


Voya Investments, LLC is an investment adviser to an investment company based in Scottsdale. It manages $81.8 billion of regulatory assets for 156 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdiction of Arizona.

Voya Investments provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Voya Investments: assets under management

The assets under management (AUM) of Voya Investments, LLC is $81.8 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 51% since the beginning of its operation, and $465.99 thousand of the total AUM is attributable to clients outside of the United States.

The firm manages $81.8 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $524.36 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Voya Investments, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Shaun Patrick Mathews serves?

The firm provides services to investment companies and pooled investment vehicles. The largest group of clients of Shaun Patrick Mathews is investment companies with 151 clients and $81.8 billion of assets under management. Among the 7 most similar advisory firms, Voya Investments has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $81.8 billion for 156 clients. 3% of the firm’s clients are foreign persons or businesses.

Voya Investments also advises several private funds. Namely, five securitized asset funds.

Careers at Voya Investments, LLC

The company employs 135 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Shaun Patrick Mathews has been acting as President since 1 Mar 2006. Michael Allyn Bell joined the executive team most recently as the Director And Chief Executive Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Llc Voya Funds Services Sole member 1 Dec 1994 75% - 100% 86-1020893
Stanley David Vyner Executive vice president & chief investment risk officer 1 Dec 1996 Other 2831846
Michael John Roland Executive vice president 1 Jun 1998 Other 1854848
Huey Paul Falgout Secretary 1 Jan 2004 Other 2244652
Lydia Louise Homer Senior vice president, chief financial officer and treasurer 1 Apr 2005 Other 2720771
Lydia L Homer Senior vice president, chief financial officer and treasurer 1 Apr 2005 Other 2720771
Shaun Patrick Mathews Director 1 Mar 2006 Other 1983947
Shaun Patrick Mathews President, ceo 1 Dec 2006 Other 1983947
Michael John Roland Director 1 Dec 2006 Other 1854848
Michael John Roland Chief operating officer & managing director 1 Mar 2012 Other 1854848
Julius Albert Drelick Chief compliance officer 1 Jan 2014 Other 1849071
Michael Allyn Bell Senior vice president, chief financial officer and treasurer 1 Nov 2015 Other 5684041
Micheline Suzanne Faver Chief compliance officer 1 Jun 2016 Other 4573951
Michael Allyn Bell Director and chief executive officer 1 Mar 2018 Other 5684041
Dina Santoro Director and president 1 Mar 2018 Other 3008685
James Michael Fink Managing director 1 Mar 2018 Other 6929046

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Llc Voya Capital Member 1 Nov 1999 75% - 100% 86-1020892
Inc. Voya Financial Owner 1 Sep 2000 75% - 100% 02-0333654
Inc. Voya Holdings Member 1 Feb 2001 75% - 100% 02-0488491
Voya Investment Management Llc Member 1 Dec 2007 75% - 100% 58-2361003

Based in Scottsdale

The principal office where Voya Investments, LLC performs its advisory services is located at 7337 E. Doubletree Ranch Road, Scottsdale, AZ 85258 2034, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 480-477-3000 or by fax 480-477-2744. The normal business hours are 7:00 am to 4:00 pm on Monday - Friday. You can find more information about the New York firm at investments.voya.com.