Csam Capital Inc. (New York)

Csam Capital Inc. is a large advisory firm based in New York. It manages $17.31 billion of regulatory assets for 87 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.

Csam Capital provides portfolio management for pooled investment vehicles and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Csam Capital: assets under management

The assets under management (AUM) of Csam Capital Inc. is $17.31 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 124% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $17.31 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $198.99 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Csam Capital Inc. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Csam Capital Inc.

Laurence Smith has been acting as President since 1 Mar 2002. George Ronald Hornig joined the executive team most recently as the Managing Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jack Lawrence Rubin	Managing director, private equity group	1 Jan 1994	Other	2464252
John Sebastian Paolella	Director, exchange fund group	1 Aug 1994	Other	2475433
Thomas Suffern Tailer Gimbel	Managing director, hedge fund investments	1 Jan 1999	Other	1062206
Csam Americas Holding Corp.	Owner of 100% of member interests	1 Nov 2000	75% - 100%	51-0327865
James Patrick Mccaughan	Director and chief executive officer	1 Nov 2000	Other	3074797
G Moffett Cochran	Director and president	1 Nov 2000	Other	2264835
Martin Jaffe	Director and chief financial officer	1 Nov 2000	Other	867822
Hal Liebes	Director and secretary	1 Nov 2000	Other	2553531
Matthew Charles Moss	Director and treasurer	1 Jul 2001	Other	4499363
Laurence Smith	Director	1 Mar 2002	Other	1933122
Michael A. Pignataro	Secretary and director of finance and administration	1 Mar 2002	Other	4519819
Arleen Marie Baez	Director of operations	1 Mar 2002	Other	2108505
George Ronald Hornig	Managing director	1 Jul 2004	Other	1817508
Eileen E Ryan	Chief compliance officer	1 Jul 2004	Other	2014783
J Albert Smith	Chairman and president	1 Jul 2004	Other	1725193
Timothy Barnes	Chief operating officer	1 Jul 2004	Other	4837127

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Credit Suisse Asset Management Holding Corp.	Sole shareholder	1 Nov 2000	75% - 100%	13-3957137
Inc. Credit Suisse First Boston	Sole shareholder	1 Nov 2000	75% - 100%	13-2853402
Credit Suisse First Boston	Shareholder	1 Nov 2000	50% - 75%	foreign
Credit Suisse Group	Shareholder	1 Nov 2000	25% - 50%	foreign

Based in New York

The principal office where Csam Capital Inc. performs its advisory services is located at 11 Madison Avenue, 16 Th Floor, New York, NY 10010, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (212)325-2000 or by fax (212) 325-8256. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday.