Amerivest Investment Management, LLC (Omaha)


Amerivest Investment Management, LLC is a large advisory firm based in Omaha. It manages $12.54 billion of regulatory assets for 131,293 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 49 other states.

Amerivest Investment Management provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for approximately 119,500 clients. On top of advisory services, the firm doesn't engage in other business activities.

Amerivest Investment Management: assets under management

The assets under management (AUM) of Amerivest Investment Management, LLC is $12.54 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 11159% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $12.54 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $95.48 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Amerivest Investment Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Amerivest Investment Management, LLC

Mark Alan Gibson has been acting as President since 1 Apr 2003. William Thomas Yates joined the executive team most recently as the Treasurer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Inc. Financial Passport Member, amerivest investment management, llc 1 Mar 2000 75% - 100% 54-1982035
John Peter Ricketts Secretary & manager 1 Jul 2000 Other 2446207
John Joe Ricketts Manager 1 Jul 2000 Other 376154
Mark Alan Gibson President 1 Apr 2003 Other 2411853
Curtis L Krueger Director 1 Apr 2003 Other 2237386
John Ranald Macdonald Vice president and treasurer 1 Jul 2003 Other 2540475
Michael Russ Feigeles President 1 Jan 2004 Other 862722
Michael Christopher Freeman Director 1 Jan 2004 Other 4709130
Terrance Shawn Dewald Chief compliance officer 1 Apr 2004 Other 3173980
John Jay Ehlers Director 1 Mar 2005 Other 2070761
John Peter Ricketts President 1 Jul 2005 Other 2446207
Richard Walsh President 1 Jul 2005 Other 4405571
James C Wangsness Vice president 1 Jul 2005 Other 4523500
Felix Beard Davidson Vice president 1 Jul 2005 Other 3061512
Gilbert Russell Ott Secretary 1 Nov 2005 Other 877316
Jon Charles Peterson V. president & treasurer 1 Nov 2005 Other 2772631
John Francis Bell V. president & coo 1 Nov 2005 Other 4403368
Lawrence John Szczech President 1 Sep 2006 Other 4264198
Brian John Stimpfl Vice president 1 Sep 2006 Other 1845734
William James Vulpis President 1 Oct 2006 Other 1029870
Thomas Christian Armstrong Board of managers member 1 Oct 2006 Other 2048326
William Joseph Gerber Board of managers member 1 Mar 2007 Other 1769810
Gerald Paul Krager Chief compliance officer 1 Jun 2007 Other 2943927
Stephanie Halliday Giroux Vice president 1 Nov 2007 Other 1770070
Kevin Francis Finn Vice president 1 Mar 2008 Other 2287444
William Joseph Gerber Board of managers member 1 Oct 2008 Other 1769810
John Bradley Bunch Director 1 Oct 2008 Other 1908764
Matthew Thomas Judge Vice president 1 Dec 2008 Other 2750534
Eric Lane Walker Vice president 1 Dec 2008 Other 1952893
John Francis Bell President & coo 1 Jul 2009 Other 4403368
Shelby Lee Meyer Vice president 1 Dec 2010 Other 1946799
James Anthony Powell V. president & treasurer 1 Sep 2011 Other 1627742
Boris Khazin Investment oversight officer 1 Sep 2011 Other 5239664
John Thomas Bradley Board of managers member 1 Feb 2012 Other 1436857
Karen Ann Cassidy Treasurer 1 Mar 2015 Other 5926625
Karen A. Cassidy Treasurer 1 Mar 2015 Other 5926625
Stephen John Boyle Board of managers member 1 Oct 2015 Other 6501238
William Thomas Yates Treasurer 1 Oct 2016 Other 2749545

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Tdameritrade Holding Corporation Shareholder 1 Sep 2002 75% - 100% 82-0543156
Tdameritrade Online Holdings Corp. Shareholder 1 Sep 2002 75% - 100% 47-0642657
Ameritrade Holding Corporation Shareholder 1 Sep 2002 75% - 100% 82-0543156
Ameritrade Online Holdings Corp. Shareholder 1 Sep 2002 75% - 100% 47-0642657

Based in Omaha

The principal office where Amerivest Investment Management, LLC performs its advisory services is located at 200 South 108 Th Avenue, Omaha, NE 68154 The mailing address of the firm is 200 South 108 Th Avenue, Omaha, NE 68154. An additional office of the firm is in Fort Worth, TX. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 800-237-8692 or by fax 402-970-3440. The normal business hours are 9am-5pm on Monday - Friday. You can find more information about the New York firm at tdameritrade.com.