Argus Investors' Counsel, Inc. (Stamford)


Argus Investors' Counsel, Inc. is a large advisory firm based in Stamford. It manages $221.62 million of regulatory assets for 101 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Connecticut and Virginia.

Argus Investors' Counsel provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and please see the "miscellaneous" section of schedule d.. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Argus Investors' Counsel: assets under management

The assets under management (AUM) of Argus Investors' Counsel, Inc. is $221.62 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -58% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $221.62 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.19 million each.

Investments

The firm invests in exchange traded securities the most. They account for 97% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 3% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Argus Investors' Counsel, Inc. for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Daryl D Coleman serves?

The only and largest group of clients of Daryl D Coleman is investment companies with 6 clients and $14.02 million of assets under management. Among the 9 most similar advisory firms, Argus Investors' Counsel has the 2nd highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $14.02 million for 6 clients. 5% of the firm’s clients are foreign persons or businesses.

Argus Investors' Counsel doesn't advise any private funds.

Careers at Argus Investors' Counsel, Inc.

The company employs 6 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Daryl D Coleman has been acting as President since 1 Jul 1991. Seth J. Tandlich joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Joseph Foster Dorsey Director 1 Oct 1960 Other 4364621
Joseph Foster Dorsey Director 1 Oct 1970 Other 4364621
Inc. The Argus Research Group Parent company 1 Oct 1983 75% - 100% 13-3193571
Inc. The Argus Research Group Parent company 1 Nov 1983 75% - 100% 13-3193571
Fern Lynette Dorsey Treasurer and director 1 Jul 1991 Other 4364595
Sharon D Wagoner Chairman, president, secretary and director 1 Jul 1991 Other 2684940
Daryl D Coleman Director 1 Jul 1991 Other 6445298
Fern Lynette Dorsey Treasurer and director 1 Oct 1992 Other 4364595
Stewart Prindle Zobian President 1 Feb 2000 Other 843880
Seth J. Tandlich Chief compliance officer 1 Jan 2015 Other 6443244

Based in Stamford

The principal office where Argus Investors' Counsel, Inc. performs its advisory services is located at Soundview Plaza, Stamford, CT 06902 3507, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-316-9000 or by fax 203-356-0513. The normal business hours are 9:00 am to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at argusinvest.com.