Boston Investing Corporation (New York)

Boston Investing Corporation is a mid-sized advisory firm based in New York. It manages $31.94 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2001.

Boston Investing Corporation provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and selection of other advisers. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Boston Investing Corporation: assets under management

The assets under management (AUM) of Boston Investing Corporation is $31.94 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 181% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $31.94 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $7.99 million each.

Boston Investing Corporation has custody of $9.93 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Boston Investing Corporation for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Boston Investing Corporation

Lisa Train has been acting as President since 1 Dec 1988. Sara D. Perkins joined the executive team most recently as the Vice President/Director/Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Helen Train	Shareholder	1 May 1978	25% - 50%	1481273
Nina Teresa Train	Shareholder	1 May 1978	25% - 50%	1481270
Lisa Train	Shareholder	1 May 1978	25% - 50%	1481272
Thomas Richard Oswald	Treasurer/srop/frop/crop	1 May 1978	Other	602374
Helen Train Klebnikov	Shareholder	1 May 1978	25% - 50%	1481273
Nina Train Choa	Shareholder	1 May 1978	25% - 50%	1481270
Helen T Klebnikov	Shareholder and director	1 May 1978	25% - 50%	1481273
Lisa Train	V.p./director	1 Dec 1988	25% - 50%	1481272
Kenneth Miles Lubbock	Director/executive v.p.	1 Dec 1988	Other	2089657
Thomas Richard Oswald	President	1 Jan 1992	Other	602374
Kenneth Miles Lubbock	Shareholder	1 Aug 1992	Other	2089657
Lisa Train	Assistant secretary	1 Dec 1992	25% - 50%	1481272
Thomas Richard Oswald	Director	1 Dec 1992	Other	602374
Kenneth Miles Lubbock	President/director	1 Jan 2002	Other	2089657
Lois Bockemuhl	Secretary/chief compliance officer	1 Jan 2002	Other	4177100
Sara D. Perkins	Vice president	1 Jan 2002	Other	4520818
Lois Mcnaughton	Chief compliance officer	1 Jan 2002	Other	4177100
Lisa Train	Treasurer	1 Jan 2002	25% - 50%	1481272
Harry R. Heitman	Director/treasurer	1 Mar 2003	Other	4649709
Lois Bockemuhl	Treasurer/director	1 Mar 2004	Other	4177100
Lois Mcnaughton	Treasurer/director	1 Mar 2004	Other	4177100
Sara D. Perkins	Vice president/director/chief compliance officer	1 May 2008	Other	4520818
Anthony Panebianco	Treasurer/director	1 May 2008	Other	5641685
John Train	President/director	1 May 2008	Other	448770

Based in New York

The principal office where Boston Investing Corporation performs its advisory services is located at 505 Park Avenue, New York, NY 10022 1106, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.